Exam Format and Structure
The Series 6 exam consists of 100 multiple-choice questions,
Series 6 Practice Exam which are divided into four major sections:
Understanding Products and Their Risks (40 questions): This section covers investment products, their risks, and their characteristics. Topics include mutual funds, variable annuities, and other investment products.
Understanding the Role of the Representative (25 questions): This part focuses on the responsibilities and roles of a registered representative, including ethical practices and client interaction.
Regulatory Framework (25 questions): This section deals with the regulations governing the securities industry, including FINRA rules, SEC regulations, and state laws.
Ethical Practices and Sales Procedures (10 questions): The final section evaluates your understanding of ethical practices and proper sales procedures.
The exam is designed to test both your theoretical knowledge and practical application skills, making practice exams a vital tool for effective preparation.
Exam Strategies & Tips:
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